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中證監:滬深股通投資者不包括內地投資者
阿思達克 12-18 08:24
中國證監會擬對《內地與香港股票市場交易互聯互通機制若干規定》進行修改,即日起向社會公開徵求意見。《規定》將對所謂「假外資」從嚴監管,明確滬深股通投資者不包括內地投資者,內地投資者未來將不得通過滬深股通買賣A股。 中證監指,滬深股通投資者不包括內地投資者,滬深交易所同步修訂有關業務實施辦法,明確內地投資者包括「持有中國內地身份證明文件的中國公民,及中國內地註冊的法人及非法人組織,不包括取得境外永久居留身份證明文件的中國公民」。 自規則實施日起,香港經紀商不得再為內地投資者新開通滬深股通交易權限。實施日起1年為過渡期,期間存量內地投資者可繼續透過滬深股通買賣A股,期後不得再以這渠道主動買入A股,但可賣出A股。至於無持股內地投資者的交易權限,由香港經紀商及時註銷。 中證監指,內地投資者在香港開立證券帳戶及北向交易權限,透過滬深股通交易A股,目前這類交易規模不大,交易額佔北向交易比例保持約1%。投資者數目約170萬人,但大部分無實際交易,近三年有北向交易的內地投資者約3.9萬人。 中證監認為,這類證券活動與滬深股通引入外資的初衷不符,而且這些投資者當中逾98%已開立內地證券帳戶,可直接參與A股交易,兩種途徑交易有發生跨境違規活動風險,亦令市場造成北向交易有不少所謂「假外資」的印象,不利滬深港通平穩運行及長遠發展。
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