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中國銀行間市場交易協會對大公國際給予警告處分
中國銀行間市場交易協會發出公告指,大公國際資信評估有限公司作爲債務融資工具信用評級機構,因存在盡職調查程序缺失等違反銀行間債市相關自律管理規則行爲,對公司及時任分管評級副總裁,現任評級總監錢曉玉予以警告處分,責令對本次事件中暴露的問題進行全面深入整改。 公告指,大公2011年以來未對山東勝通集團子公司勝通化工作實地調查,2013年3月以來未訪談勝通化工高層,盡職調查程序缺失,未及時發現勝通化工停產,未勸勉盡責並保持足夠職業懷疑,未發現山東勝通鋼簾線業務虛假情況。 此外,中國林業集團、南京江寧城市建設集團相關評級報告未完整披露評級模型調整項的相關依據,中國林業集團項目中評級模型運用錯誤,評級質量控制各環節未發現評級過程中存在的問題及評級項目異常狀況。
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