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中國銀河(601881.SH):中證監對公司申請開展賬户管理功能優化試點業務相關事項無異議
格隆匯 12-07 16:59

格隆匯12月7日丨中國銀河(601881.SH)公佈,近日,公司收到中國證監會《關於中國銀河證券股份有限公司申請開展賬户管理功能優化試點業務的監管意見書》(機構部函[2021]3754 號)。根據該監管意見書,中國證監會對公司申請開展賬户管理功能優化試點業務相關事項無異議。

監管意見書同時要求,公司開展賬户管理功能優化試點業務,應嚴守客户資金安全底線,加強同名賬户資金劃轉管理,切實保障客户資金安全;做好客户準入管理,嚴格按照“三要素”一致規則進行客户身份識別驗證,落實客户實名制及身份識別管理要求;嚴格按規定完成綜合賬户服務的線上線下籤約;加強綜合賬户管理工作,嚴格落實賬户持續管理機制和客户基本身份資料信息一致性持續管理機制;加強合規風控管理和投資者教育;嚴格按規定做好數據報送工作。

公司將嚴格按照監管意見書的要求開展賬户管理功能優化試點業務。

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