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據報內地部份券商紓困資金流向違規 中證監指應當制定整改計劃
據《中國證券報》報道,部份券商因此前設立的紓困資管計劃違背政策初衷,存在資金流向不符合政策精神的對象等問題。中國證監會敦促各券商強化大局意識、端正站位,規範紓困資管計劃用途,回歸支持民企發展本源。 中證監提出,各證券公司應當結合2018年通知要求,投資方式應堅持以財務投資為主,不謀求實際控制權,綜合運用債轉股、協議轉讓、股權重組、債務重組等市場化方式,並有明確清晰的退出方案。各證券公司應全面梳理存量紓困資管計劃風險,存在投資運作不規範的,應當制定切實可行的整改計劃,明確整改時間和責任人並積極推進,按照中國證券業協會要求報備並定期報告處置進展;存在已投項目實質違約的,還應當按照會計準則要求對相關損失合理計提減值準備。 下一步,中證監相關部門將會同中國證券業協會、中國基金業協會,持續關注紓困資管計劃運作合規性,加強事中和事後監管,對違背紓困政策精神的行為,依法從嚴處理。(ta/w) ~
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