藍光發展(600466.SH):因信息披露問題收到四川證監局警示函
格隆匯11月10日丨藍光發展(600466.SH)公佈,公司於2021年11月9日收到中國證券監督管理委員會四川監管局《關於對四川藍光發展股份有限公司採取出具警示函措施的決定》,現將全文公吿如下:
“經查,你公司以自有資金參與認購“21藍光MTN001”,與《四川藍光發展股份有限公司2021年第一期中期票據發行情況公吿》披露的“公司未直接認購或者實際由公司出資”情況不符,違反了《上市公司信息披露管理辦法》(證監會令第40號)第二條第一款的規定。
根據《上市公司信息披露管理辦法》(證監會令第40號)第五十九條的規定,我局決定對你公司採取出具警示函的行政監管措施。你公司應該強化信息披露義務主體意識,增強信息披露規範性,切實保護中小投資者合法權益。
如果對本監管措施不服,可以在收到本決定之日起60日內向中國證券監督管理委員會提出行政複議申請,也可以在收到本決定之日起6個月內向有管轄權的人民法院提起訴訟。複議與訴訟期間,上述監督管理措施不停止執行。”
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.