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瀚川智能(688022.SH):股東華成智訊違規減持公司股票及致歉
格隆匯 09-17 16:54

格隆匯9月17日丨瀚川智能(688022.SH)公佈,公司於2021917獲悉公司股東天津華成智訊創業投資合夥企業(有限合夥)(“華成智訊”)因工作人員疏忽日期計算失誤違規減持公司股票的事項根據相關法律法規的規定,現就有關事項披露如下:

2021625公司披露了持股5%以上股東集中競價減持股份結果公》(公吿編號:2021-041)、關於持股5%以上股東權益變動的提示性公吿》(公吿編號:2021-042)和《簡式權益變動報吿書》, 華成智訊於2021623減持計劃實施完畢,減持後持有公司股份532.386萬股,佔公司總股本的4.93%持股比例低於公司總股本的5%

2021624日至此次違規減持前,華成智訊直接持有公司股票532.386萬股,佔公司總股本的 4.93%,期間未有任何減持行為上述股份來源於公司首次公開發行前持有的股份

2021921持股比例減持至低於5%之日起滿90後實施減持由於工作人員疏忽致減持日期計算失誤,2021916日,華成智訊通過集中競價交易方式減持所持有的公司股票24.5354股,成交均價為40.121 /股。

上述行為違反了上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》及<上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則>問題解答(一)5規定“股東依據《細則》通過集中競價交易、大宗交易、協議轉讓等方式減持股份至低5%,自持股比例減持至低於5%之日起90日內,通過集中競價交易、大宗交易繼續減持的,仍應遵守《細則》有關大股東減持的規定。”華成智訊於2021916通過集中競價交易方式減持所持有的公司股票,該減持日期在自持股比例減持至低於5%之日起90日內,該減持行為未在首次賣出股份的15個交易日前向上海證券交易所備案及公吿減持計劃,構成違規減持。

華成智訊獲悉上述違規減持行為後,已責令相關人員重新鞏固學習《上市公司股東、董監高減持股份的若干規定》、《上海證券交易所科創板股票上市規則》、《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則<上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則>問題解答(一)》等相關法律、法規和規範性文件,嚴格履行減持事先報備及預先披露的要求,杜絕此類事件再次發生。

華成智訊對此次違規減持公司股票的行為進行了深刻反省,並就此次行為向公司及廣大投資者造成負面影響表示誠摯的歉意,以後一定會加強對相關法律法規、規範性文件的學習,加強持有公司股票的證券賬户的管理,加強事先與公司董事會辦公室的溝通,信守承諾,杜絕此類事件再次發生。

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