You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
博暉創新(300318.SZ):副總經理牛樹薈違規減持及致歉
格隆匯 09-14 21:47

格隆匯9月14日丨博暉創新(300318.SZ)公佈,公司於2021年9月14日收到公司副總經理牛樹薈出具的《關於違規減持公司股票的情況説明》,牛樹薈在未預先披露減持計劃的情況下違規減持公司股票。

牛樹薈此次減持前持有公司股份1,273,531股,佔公司總股本的0.1559%。2021年9月14日,牛樹薈女士在未預先披露減持計劃的情況下,通過集中競價交易方式減持公司股份50,000股,佔公司總股本的0.0061%。牛樹薈此次減持行為未在首次賣出的十五個交易日前向深圳證券交易所報吿並預先披露減持計劃,違反了《上市公司股東、董監高減持股份的若干規定》、《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》等相關規定。

經公司核實,上述減持行為未發生在公司披露定期報吿的敏感期內,不存在利用內幕信息進行交易的情形。

此次違規減持情況的致歉與處理

1、此次違規減持行為系因公司信息傳遞失誤所致。牛樹薈及公司相關工作人員對於此次違規交易進行了深刻反省,就此次行為向公司及廣大投資者致以誠摯的歉意。並明確將加強相關法律法規及規範性文件的學習,嚴格遵守各項法律、法規的有關規定,勤勉盡責,忠實履行自己的職責和義務,嚴格管理好個人股票賬户,杜絕類似違規行為再次發生。

2、公司董事會知悉此事後高度重視,並及時核實相關情況。公司將進一步加強組織董事、監事、高級管理人員對《證券法》、《上市公司股東、董監高減持股份的若干規定》、《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》、《深圳證券交易所創業板股票上市規則》、《深圳證券交易所創業板上市公司規範運作指引》等相關法律法規、規範性文件的學習,督促相關人員遵守規定,嚴格按照相關要求和規定,審慎操作,避免類似事件再次發生。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account