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南大光電(300346.SZ):高管配偶窗口期違規買賣公司股票及短線交易
格隆匯 07-30 21:48

格隆匯7月30日丨南大光電(300346.SZ)公佈,公司近日查詢到公司副總經宋學章的配偶王豔秋證券賬户出現違規買賣公司股票的行為。

經核查王豔秋證券賬户交易記錄,其買賣公司股票的交易情況如下:2021727日買入公司股票200股,買入價:54.01/股,成交金額10802元;2021728日賣出公司股票200股,賣出價:57.5/股,成交金額11500元。前述交易所得收益為698元。

根據《證券法》第四十四條規定,王豔秋述買賣公司股票行為所得收益作為此次短線交易的獲利金額全數上交公司。

截至公吿披露日,王豔秋未持有公司股票。 上述交易行為構成以下違規行為:

1、違反了《證券法》第四十四條和《深圳證券交易所創業板上市公司規範運作指引》第 3.8.14 條的相關規定,在六個月內買入公司股票又賣出的行為構成短線交易;

2、違反了中國證券監督管理委員會《上市公司董事、監事和高級管理人員所持本公司股份及其變動管理規則》第十三條和《深圳證券交易所創業板上市公司規範運作指引》第3.8.15 條的相關規定,公司高級管理人員在公司定期報吿公吿前30 日內買賣股票構成年報窗口期違規買賣。

次違規買賣公司股票的行為均為王豔秋根據二級市場的判斷做出的自主投資行為,不存在利用公司內幕信息違規交易謀求非法利益的情形。上述行為發生後,王豔秋已深刻認識到其行為違反了相關法律法規和深圳證券交易所業務規則的規定,宋學章及其配偶王豔秋承諾將吸取教訓、引以為戒,今後將認真學習相關法律、法規,嚴格遵守相關規定,防止此類事件的再次發生。宋學章及其配偶王豔秋就此次交易構成的窗口期買賣公司股票及短線交易行為給上市公司和市場帶來的不良影響向廣大投資者致以誠摯的歉意。

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