北特科技(603009.SH):持股5%以上股東謝雲臣違規減持公司股份並致歉
格隆匯7月22日丨北特科技(603009.SH)公佈,公司於2021年7月22日獲知公司股東謝雲臣因在未知其已被動成為5%以上股東的情況下,未披露減持計劃而通過二級市場減持公司股份1萬股造成違規減持,公司與謝雲臣進行了核實和溝通,目前已收到謝雲臣關於本次減持公司股份的致歉信。
公司於2021年5月24日註銷27.2064萬股,因總股本縮減,謝雲臣持股比例從4.99997%被動增持到5.00371%(持股數量仍為17,949,800股)。由於謝雲臣未及時關注到公司註銷了部分股份導致其被動成為5%以上股東,在不知情的情況下於2021年7月19日減持了1萬股,上述減持行為違反了中國證監會《上市公司股東、董監高減持股份的若干規定》相關規定,本次減持構成違規減持。
謝雲臣已經意識到上述減持行為構成違規減持,並進行了深刻的自查反剩現就本次減持行為給公司及公司全體股東造成的不便,致以誠懇的歉意,致歉如下:
“本人沒有及時關注到因公司註銷股本而重新成為 5%以上股東,對本次違規賣出公司股份的行為進行了深刻反省,並就本次行為向公司及廣大投資者造成的負面影響表示歉意。我會加強對相關法律法規的、規範性文件的學習,加強持有公司股票的證券賬户的管理,加強事先和公司及監管部門的溝通,防止此類事情的再次發生。”
截止公吿日,股東謝雲臣持股17,939,800股,持股比例為5.00092%。
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