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瑞銀涉不當銷售投資產品與美證交會達成800萬美元和解
阿思達克 07-20 11:08
瑞銀經紀部門與美國證交會(SEC)達成800萬美元的和解,因瑞銀投資顧問在2016年1月開始的兩年內銷售一種不適合長期持有的複雜產品。

SEC表示,一些投資顧問對這種產品有錯誤的理解,購買及長期持有這些產品導致客戶承受明顯的損失。

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