聯交所譴責及批評中國幸福投資(08116.HK)與其九名董事
聯交所對中國幸福投資(08116.HK)與其九名董事採取紀律行動,GEM上市委員譴責該公司、執行董事Stephen William Frostick、獨立非執行董事徐景安、前獨立非執行董事程慧嫻,以及前執行董事李嘉琪與劉雲明。
經覆核後,聯交所上市覆核委員會同時批評執行董事兼前主席鄭俊德、非執行董事黃勝藍、獨立非執行董事常峻及前獨立非執行董事李智華,並指令上述董事接受培訓。
聯交所表示,中國幸福投資的附屬公司在未通知公司及未獲其授權的情況下,擅自在中國內地進行貸款交易並出售物業,該等貸款並未錄入公司賬冊紀錄,而出售物業也未按《GEM上市規則》要求公布,導致公司財務報表延遲刊發及其股份停牌超過兩年。
聯交所認為,中國幸福投資當時對附屬運作及事務的內部控制措施及監督有明顯的缺失,所有董事包括執行及非執行董事均須對此負上責任。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.