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道氏技術(300409.SZ):兩位監事的配偶短線交易公司股票及致歉
格隆匯 07-01 20:42

格隆匯7月1日丨道氏技術(300409.SZ)公佈,公司收到監事餘祖燈、何祥洪出具的《關於本人親屬短線交易公司股票的情況説明及致歉函》。監事何祥洪的配偶劉敏通過股票期權行權於20216292021630買進公司股票後於2021630賣出公司股票監事餘祖燈的配偶楊慶通過股票期權行權於20216282021630買進公司股票後於202171賣出公司股票,上述交易構成短線交易,現將相關情況披露如下

截止公吿披露日,劉敏持有公司股票16,310,此次短線交易產生的收益按:“構成短線交易股份數量*(賣出均價-買入均價)”計算為84,482;楊慶持有公司股票15,000,此次短線交易產生的收益按:“構成短線交易股份數量*(賣出均價-買入均價)”計算為25,596兩位監事將此次短線交易所得收益全部上交公司。

經核查,此次短線交易行為系兩位監事的配偶不瞭解相關法律、法規的規定,基於公司股票期權激勵計劃實施的,兩位監事及其配偶不瞭解股票期權行權屬於股票買入行為,賣出股票觸及短線交易。買賣時間不在公司股票交易的敏感期,不存在因獲悉內幕信息而交易公司股票的情況。

兩位監事及其配偶已認識到上述違規交易的嚴重性,就此對公司和市場帶來的不良影響,向公司及廣大投資者致以誠摯的歉意。兩位監事承諾將進一步認真學習相關法律法規,規範本人及直系親屬買賣公司股票的行為,自覺維護證券市場秩序,杜絕此類情況再次發生。

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