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中國金融投資管理(00605.HK)收到聯交所復牌指引

格隆匯6月28日丨中國金融投資管理(00605.HK)公佈,於2021年6月25日,公司董事會收到聯交所函件,其中載列以下公司復牌指引:

(i)對未經授權擔保及貸款進行獨立法證調查,披露調查結果並採取適當的補救措施;

(ii)進行獨立法證調查,旨在查明集團在並無經適當授權的情況下提供其他重大財務資助(如有),公佈調查結果,並採取適當的補救措施;

(iii)證明並無有關管理層誠信的合理監管問題及╱或任何對公司管理及經營有重大影響的人士將為投資者帶來風險及損害市場信心;

(iv)證明董事符合上市規則第3.08及3.09條所規定的具備足夠的才幹勝任上市發行人董事職務以履行應有技能、謹慎及勤勉行使責任的標準;(v)證明本公司設有充足內部監控系統及程序以遵守上市規則;

(vi)根據上市規則刊發所有尚未公佈的財務業績及處理任何審計修訂;

(vii)證明已遵守上市規則第13.24條;及

(viii)公佈所有重大資料,供公司股東及投資者評估其狀況。

函件亦要求公司必須補救可能不時出現的問題,並在允許其證券買賣恢復之前以聯交所信納的方式完全遵守上市規則,為此,公司負有制定其恢復買賣行動計劃的主要責任。聯交所進一步表示,倘公司狀況有變,其可能會修改或補充已發出之復牌指引及╱或進一步發出指引。

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