樂普醫療(300003.SZ):董事親屬可轉債短線交易及致歉
格隆匯6月25日丨樂普醫療(300003.SZ)公佈,公司收到董事王其紅出具的《關於本人親屬買賣公司可轉債構成短線交易的情況説明及致歉函》。王其紅於2021年3月10日起擔任公司第五屆董事會董事,其配偶彭女士因買賣公司可轉換公司債券(以下簡稱:可轉債)構成了短線交易。

根據深交所2021年2月25日發佈的《關於可轉換公司債券適用短線交易相關規定的通知》規定,可轉換公司債券屬於《證券法》規定的其他具有股權性質的證券,無論是否進入轉股期,均應適用短線交易的相關規定。彭女士將其持有的公司可轉債在買入後6個月內賣出的行為構成了短線交易。彭女士本次短線交易行為產生的收益為3868.54元,收益金額的計算方法為:賣出價格×賣出轉債數-買入價格×買入轉債數-手續費=113.64×286-100×286-32.5=3,868.54元。截至公吿披露之日,本次短線交易的收益所得3868.54元已全數上交公司。
可轉債短線交易行為發生後,經與王其紅確認,其事先並不知悉配偶彭女士交易公司可轉債的相關情況,交易前後亦未吿知其關於公司經營情況等相關信息,其買賣公司可轉債的行為均為彭女士個人操作;經與彭女士確認,其在交易公司可轉債時未關注到新規《關於可轉換公司債券適用短線交易相關規定的通知》發佈,交易行為不存在主觀違規的情形。彭女士已主動上交所得收益,承諾將認真學習相關法律法規,杜絕此類事件的再次發生,並對本次可轉債短線交易行為帶來的不良影響致以誠摯的歉意。
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