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樂普醫療(300003.SZ):董事親屬可轉債短線交易及致歉
格隆匯 06-25 17:58

格隆匯6月25日丨樂普醫療(300003.SZ)公佈,公司收到董事王其紅出具的《關於本人親屬買賣公司可轉債構成短線交易的情況説明及致歉函王其紅於2021310日起擔任公司第五屆董事會董事,其配偶因買賣公司可轉換公司債券(以下簡稱:可轉債)構成短線交易

根據深交所2021225日發佈的《關於可轉換公司債券適用短線交易相關規定的通知》規定,可轉換公司債券屬於《證券法》規定的其他具有股權性質的證券,無論是否進入轉股期,均應適用短線交易的相關規定。女士將其持有的公司可轉債在買入後6個月內賣出的行為構成短線交易。彭女士本次短線交易行為產生的收益為3868.54元,收益金額的計算方法為:賣出價格×賣出轉債-買入價格×買入轉債-手續費=113.64×286-100×286-32.5=3,868.54元。截至公吿披露之日,本次短線交易的收益所得3868.54元已全數上交公司。

可轉債短線交易行為發生後,經與王其紅確認,其事先並不知悉配偶彭女士交易公司可轉債的相關情況,交易前後亦未吿知其關於公司經營情況等相關信息,其買賣公司可轉債的行為均為彭女士個人操作;經與彭女士確認,其在交易公司可轉債時未關注到新規《關於可轉換公司債券適用短線交易相關規定的通知》發佈,交易行為不存在主觀違規的情形。彭女士已主動上交所得收益承諾將認真學習相關法律法規,杜絕此類事件的再次發生,對本次可轉債短線交易行為帶來的不良影響致以誠摯的歉意

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