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勁拓股份(300400.SZ):控股股東操縱市場被罰沒1.98億 市場禁入5年
格隆匯 06-24 19:57

格隆匯6月24日丨勁拓股份(300400.SZ)公佈,今日,公司接到控股股東吳限函吿,獲悉其於2021年6月24日收到中國證監會的《行政處罰及市場禁入事先吿知書》(編號:處罰字〔2021〕45號),陳磊、林建武、吳限三人涉嫌違反2005年《證券法》第七十七條第一款第一項、第三項、第四項的規定,構成第二百零三條所述的操縱證券市場行為。

依據2005年《證券法》第二百零三條的規定,中國證監會擬決定:沒收陳磊、林建武和吳限違法所得共計165,250,605.33元,並處以495,751,815.99元的罰款,違法所得及罰款合計661,002,421.32元,由陳磊承擔50%即330,501,210.66元,吳限承擔30%即198,300,726.40元,林建武承擔20%即132,200,484.26元。

依據2005年《證券法》第二百三十三條和《證券市場禁入規定》(證監會令第115號)第三條、第五條的規定,中國證監會擬決定:對陳磊採取10年市場禁入措施;對吳限採取5年市場禁入措施。

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