中簡科技(300777.SZ):袁懷東及其一致行動人施秋芳違規減持公司股份及致歉
格隆匯6月18日丨中簡科技(300777.SZ)公佈,公司5%以上股東袁懷東及其一致行動人施秋芳,在其擁有權益的股份佔該上市公司已發行股份的比例每減少5%時,未編制權益變動報吿書,且未暫停減持操作。
以上行為違反了《上市公司收購管理辦法》、《深圳證券交易所創業板股票上市規則》、《深圳證券交易所創業板上市公司規範運作指引》、《上市公司股東、董監高減持股份的若干規定》、《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》等有關法律法規和規範性文件的規定,上市公司5%以上股東擁有權益的股份佔該上市公司已發行股份的比例每增加或者減少5%,應當在該事實發生之日起3日內編制權益變動報吿書,向中國證監會、證券交易所提交書面報吿,通知該上市公司,並予公吿;並在上述公吿期限及公吿後兩日內,不得再行買賣該上市公司的股票。即以上股東應在6月4日減持操作完畢後暫停減持,編制權益變動報吿並履行相關信息披露義務。
上述股東對本次違規減持行為進行了深刻反省,將加強其本人以及相關工作人員關於相關法律法規的學習,完善內部工作流程,嚴格管理相關股票賬户,規範減持流程,杜絕後續再發生類似事件或其他違規操作事件,並對本次違規行為給公司和市場帶來的不良影響,致以誠摯的歉意!
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