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*ST廣珠(600382.SH):控股股東違反買賣敏感期不得買賣股票規定及作出相關承諾
格隆匯 06-11 18:25

格隆匯6月11日丨*ST廣珠(600382.SH)公佈,公司202169日晚收到控股股東深圳市金信安投資有限公司(“深圳金信安”)《關於違反買賣敏感期不得買賣股票規定的説明及承諾》。

因深圳金信安的操作失誤以及粗心疏忽,深圳金信安未及時關注到公司於2021513日披露了《關於以集中競價交易方式回購公司股份方案的公吿》,並在該公吿發布之日及此後的2個交易日內通過上海證券交易所繫統增持公司股份,導致客觀上違反了《上海證券交易所上市公司控股股東、實際控制人行為指引》和《上海證券交易所上市公司股東及其一致行動人增持股份行為指引》關於相關股東在股票買賣敏感期不得增持公司股份的規定。

深圳金信安對本次違規事項表示歉意並已對相關經辦人員予以訓誡。深圳金信安董事、監事、高級管理人員將加強對《證券法》《上海證券交易所上市公司控股股東、實際控制人行為指引》《上海證券交易所上市公司股東及其一致行動人增持股份行為指引》以及其他法律法規的有關規定的學習,杜絕此類失誤再次發生。

深圳金信安承諾:1、本次違規增持時間節點雖然與重大事項有所重疊,但深圳金信安承諾不存在因獲悉內幕信息而交易廣東明珠股票的情況。

2、深圳金信安承諾在本次增持計劃實施完成後,將在未來1年內不對上述在股票買賣敏感期增持的股份進行減持操作。

3、此次增持行為非主觀故意違反相關規定,若廣東明珠因上述事項被相關證券監管部門處罰,並造成直接經濟損失的,由深圳金信安承擔。

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