财务汇报局与与联交所签署新谅解备忘录加强合作
财务汇报局与港交所(00388.HK)全资附属联交所今日(8日)签署新的谅解备忘录,进一步加强双方合作,以确保上市实体的财务汇报及其核数师的质素。
新的谅解备忘录取代2007年签署的谅解备忘录,旨在促进财汇局与联交所根据《财务汇报局条例》就公众利益实体核数师的监管,以及上市实体遵从财务汇报监管规定方面,更有效合作。
双方主要合作模式包括就共同关注的个案进行联络、协调及合作,相互转介投诉及个案,交流及使用资讯以及相互协助。为确保监管工作协调得宜,财汇局和联交所亦同意在制定和发布可能为对方的监管职能产生重大影响的政策或指引时,知会对方。
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