中國聯通(00762.HK):根據美國證券交易法取消美國存託證券註冊並終止報吿義務
格隆匯5月28日丨中國聯通(00762.HK)公佈,有關紐約證交所的覆議決定,即紐約證交所決定公司美國存託證券的下市。紐約證交所於2021年5月7日向美國證交會提交25表格,且公司美國存託證券的下市已於2021年5月18日開始營業前生效。鑑於該下市,公司擬在該公吿發布之日向美國證交會遞交15F表格,以根據《美國1934年證券交易法》(經修正)("美國證券交易法")取消美國存託證券的註冊並終止其報吿義務。公司根據美國證券交易法的報吿義務將於遞交該表格後立即中止。除非公司撤回或美國證交會拒絕有關申請,該取消註冊及終止報吿義務申請將於遞交表格九十日後生效。未來公司將根據香港聯合交易所有限公司證券上市規則,繼續遵守其作為上市發行人的財務報吿及其他責任。
於2021年4月底,公司已發行美國存託證券數量約500萬份,佔公司總髮行股份約0.2%。紐約梅隆銀行為公司的美國存託證券代理機構。美國存託證券持有人可以根據存託協議的條款和條件,將其持有的美國存託證券交還給紐約梅隆銀行以換取公司的普通股,交還的每1份美國存託證券可換取公司的10股普通股。公司的普通股可在香港聯合交易所有限公司進行交易。鑑於公司美國存託證券已從紐約證交所下市,有關美國存託證券轉換成公司普通股的事宜,美國存託證券持有人可聯繫紐約梅隆銀行,或如美國存託證券持有人通過銀行、券商或其他代理人持有美國存託證券,可聯繫相關銀行、券商或代理人。
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