You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
山西證券(002500.SZ):獲核准設立資產管理子公司
格隆匯 05-25 16:56

格隆匯5月25日丨山西證券(002500.SZ)公佈,近日,公司收到中國證監《關於核准山西證券股份有限公司設立資產管理子公司的批覆》(證監許可〔20211700),核准公司通過設立山證(上海)資產管理有限公司(山證資管)從事證券資產管理、公開募集證券投資基金管理業務。

山證資管註冊地為上海市,註冊資本為5億元人民幣,業務範圍為證券資產管理、公開募集證券投資基金管理業務。

山證資管設立後,應當將股東制定的公司章程報住所地證監局備案。

公司應當按照《公司法》《證券法》《證券公司監督管理條例》等法律、法規和有關規定的要求,完成山證資管組建工作,足額繳付出資,選舉董事、監事,聘任高級管理人員。

核准公司自身減少證券資產管理、公開募集證券投資基金管理業務。公司應當認真落實相關業務了結計劃安排和平穩處理現有客户相關事項的方案,做好相關業務清理和移交工作,平穩處理現有客户相關事項,確保客户合法權益不受損害,妥善安置員工,維護社會穩定。

公司應當自本批覆下發之日起6個月內完成工商變更登記和山證資管的工商設立登記工作。

山證資管開展公開募集證券投資基金管理業務,應當按照誠實信用原則認真履行職責,與公司其他業務之間建立有效的風險隔離制度,嚴格自律,規範運作,防範利益輸送,加強公平交易管理,切實保護基金份額持有人的利益。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account