存五項違規行為 ST柏龍(002776.SZ)及相關責任人遭警示
格隆匯5月13日丨ST柏龍(002776.SZ)公佈,2021年5月13日,公司相關責任人員於近日收到廣東證監局下發的《行政監管措施決定書》([2021]22號)《關於對廣東柏堡龍股份有限公司、陳偉雄、陳娜娜、黃莉菲、貝繼偉、李義江、王琦採取出具警示函措施的決定》。
經查,公司及其控股股東、實際控制人存在:(1)對外擔保未履行審批程序及披露義務;(2)對外提供財務資助未履行審批程序及披露義務;(3)未及時披露大額募集資金被銀行劃扣事項;(4)違規使用募集資金補充流動資金;(5)控股股東、實際控制人未及時將股票質押信息吿知上市公司並披露等五項違規問題。
廣東證監決定對柏堡龍和實際控制人、董事長陳偉雄,實際控制人、總經理、副董事長陳娜娜,董事黃莉菲,獨立董事貝繼偉、李義江,財務總監王琦,董事會祕書江偉榮採取出具警示函的行政監管措施。
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