多次修改業績且存重大差異 易成新能(300080.SZ)及相關責任人遭警示
格隆匯4月1日丨易成新能(300080.SZ)公佈,公司於2021年3月31日收到河南證監局行政監管措施決定書《關於對河南易成新能源股份有限公司和相關責任人員採取出具警示函措施的決定》([2021]5號)。
2020年10月30日,公司披露《2020年第三季度報吿》,預計2020年度歸屬於上市公司股東的淨利潤為1500萬元至2000萬元。2021年1月31日,公司披露《2020年度業績預吿修正公吿》,預計2020年度淨利潤為500萬元至750萬元。2021年3月29日,公司披露《2020年度業績預吿修正公吿》,將2020年度預計淨利潤修正為虧損4000萬元至虧損5000萬元。公司業績修正公吿將2020年度淨利潤由盈利轉虧損,且對同一事項信息披露前後存在重大差異。
上述行為違反了《上市公司信息披露管理辦法》(證監會令第40號)第二條、第三條的規定,公司董事長王安樂、財務總監石濤對上述違規行為負有主要責任。河南證監局決定對公司及王安樂、石濤採取出具警示函的監管措施,並記入證券期貨市場誠信檔案。
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