彩虹股份(600707.SH):監事王曉陽窗口期違規減持
格隆匯 3 月 17日丨彩虹股份(600707.SH)公佈,公司於2021年3月17日收到監事王曉陽《關於違規減持公司股票及致歉聲明》,王曉陽存在窗口期違規減持的情況。現將相關情況公吿如下:
王曉陽於2021年3月17日通過集中競價交易的方式減持公司股份3000股,佔公司總股本0.0000836%,成交金額為33740元。上述減持行為違反了中國證券監督管理委員會《上市公司董事、監事和高級管理人員所持本公司股份及其變動管理規則》中“第十三條上市公司董事、監事和高級管理人員在下列期間不得買賣本公司股票:(一)上市公司定期報吿公吿前30日內”的規定,但並非主觀故意違規減持,也不存在因獲悉重大內幕信息而交易公司股票的情形。
上述違規減持股份行為發生後,王曉陽先生已深刻認識到了本次違規事項的嚴重性,並對本次違規減持行為對公司及廣大投資者造成的負面影響深表歉意,同時將會加強相關法律、法規、規範性文件的學習,加強對證券賬户的管理,謹慎操作,阻止此類事件的再次發生。
公司將進一步加強組織公司所有董事、監事、高級管理人員認真學習《證券法》、《上海證券交易所股票上市規則》、《上市公司股東、董監高減持股份的若干規定》、《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》等相關法律法規、規範性文件,並要求董事、監事、高級管理人員對其近親屬加強相關法律法規的教育和監督,防止此類事件再次發生。
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