莊園牧場(01533.HK):公司副總經理馮軍收到甘肅證監局警示函
格隆匯 3 月 16日丨莊園牧場(01533.HK)公佈,副總經理馮軍於2021年3月15日收到中國證券監督管理委員會甘肅監管局下發的《關於對蘭州莊園牧場股份有限公司副總經理馮軍採取出具警示函監管措施的決定》(〔2021〕1號)(以下簡稱"《警示函》")。
公司董事會高度重視馮軍在擔任公司高級管理人員期間違反《證券法》相關規定被出具警示函的監管措施,公司董事會決定解聘馮軍的副總經理職務並處以與其短線交易所得收益等額罰款。公司將進一步切實加強董事、監事、高級管理人員及其直系親屬對《證券法》、《深圳證券交易所股票上市規則》、《深圳證券交易所上市公司規範運作指引》等相關法律法規、規範性文件的學習和警示教育,嚴格規範交易行為,強化規範運作意識,杜絕此類違法行為再次發生。
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