財通證券(601108.SH):高級管理人員職務擬調整
格隆匯 3 月 15日丨財通證券(601108.SH)公佈,2021年3月15日,公司召開第三屆董事會第九次會議,審議通過了《關於高級管理人員職務調整的議案》,現就相關情況公吿如下:
根據經營管理的需要,按公司《章程》規定公司第三屆董事會擬聘任申建新擔任公司合規總監,官勇華不再擔任合規總監;擬聘任官勇華擔任公司董事會祕書,申建新不再擔任董事會祕書;聘任王躍軍擔任公司首席風險官,夏理芬不再擔任首席風險官,其他高級管理人員職務不變。
新聘首席風險官任期自董事會審議通過之日起至本屆董事會屆滿時止;擬聘合規總監和董事會祕書任期自獲得相應任職資格之日起至本屆董事會屆滿時止。
其中申建新尚需通過中國證券業協會組織的合規管理人員勝任能力考試並經浙江證監局認可後方可履職;官勇華尚需獲得上海證券交易所董事會祕書資格證書,並經上海證券交易所審核通過後方可履職,申建新、官勇華在取得相應任職資格前仍繼續履行原職務。
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