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联交所:去年审理151份上市申请 新兴及创新产业续增
阿思达克 03-15 12:34
联交所刊发《2020年上市委员会报告》,回顾上市委员会去年工作及展望今年及以後的政策方向。报告指出,上市委员会去年审理了151份上市申请,新兴及创新产业公司上市数目继续增加,尤其是美国上市的大中华发行人按《主板上市规则》第十九C章「回流」香港作第二上市的个案数目,由2019年仅1间增加至去年的9间。

交易所於今年刊发框架谘询文件,就香港首次公开招股结算程序全面现代化及数码化的建议徵询市场意见,建议推出全新的线上服务平台FINI(Fast Interface for New Issuance),供新股市场参与者、顾问以至监管机构透过这平台进行畅通无阻的数码化沟通,将首次公开招股的结算程序时间减省达八成之多。

联交所由2018年起开始研究应用人工智能协助审阅年报,并於2020年正式采用作为恒常的监管工具。联交所亦於2020年10月推出了上市电子表格,供发行人及首次公开招股申请人向联交所提呈例行资料之用,及於12月的谘询总结中落实完全无纸化的首次公开招股流程。

上市委员会主席白礼仁表示,维持联交所的市场质素及声誉仍然是其去年重点工作,年内已就调高主板盈利规定及检讨有关联交所纪律处分权力及制裁的建议谘询市场,并实行新的除牌制度。今年将就前述两项谘询作出总结,并就检讨海外公司来港上市的机制及股份期权计划制度展开新的谘询。

新型肺炎为上市发行人带来了多方面的挑战,联交所迅速作出应变,并与证监会发表联合声明及常问问题,以回应发行人就押後刊发业绩及年报,以及举行股东大会的疑虑。

联交所审阅了发行人的企业管治常规披露,并汇报了当中的观察及建议。联交所亦刊发了全新及更新的指引材料,以协助上市申请人及其董事通盘考量如何建立企业管治及环境、社会及管治制度,并将有关因素融入业务策略。

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