國聯證券(01456.HK):持續督導保薦機構變更為中信建投證券
格隆匯3月12日丨國聯證券(01456.HK)公佈,公司首次公開發行A股股票事宜已於2020年7月完成,公司聘請南京證券股份有限公司(以下簡稱"南京證券")擔任公司首次公開發行A股股票項目的保薦機構,持續督導期間至2022年12月31日止。
公司於2021年3月1日召開2021年第二次臨時股東大會、2021年第一次A股類別股東大會、2021年第一次H股類別股東大會審議通過了關於非公開發行A股股票的相關議案。由於發行需要,公司聘請中信建投證券股份有限公司(以下簡稱"中信建投證券")擔任此次發行的保薦機構,並簽訂了相關的保薦協議。
根據中國證券監督管理委員會《證券發行上市保薦業務管理辦法》相關規定,公司因再次申請發行證券另行聘請保薦機構,應當終止與原保薦機構的保薦協議,另行聘請的保薦機構應當完成原保薦機構未完成的持續督導工作。因此,南京證券未完成的對公司首次公開發行A股股票的持續督導工作將由中信建投證券承繼,持續督導期至2022年12月31日止。中信建投證券關於本次非公開發行A股股票的持續督導期限為本次非公開發行A股股票上市當年剩餘時間及其後至少一個完整會計年度。中信建投證券已指派陳陸先生、徐小新先生擔任公司持續督導期內的保薦代表人,並負責本次發行的保薦工作及持續督導工作。陳陸先生、徐小新先生簡歷詳見附件。
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