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5.17億元財務資助事項未及時披露 清水源(300437.SZ)收到河南證監局警示函
格隆匯 03-03 17:51

格隆匯3月3日丨清水源(300437.SZ)公佈,公司於近日收到河南證監局行政監管措施決定書《關於對河南清水源科技股份有限公司和相關責任人員採取出具警示函措施的決定》([2021]4號)。

經查,2020年10月26日,公司發佈了《關於追認公司控股子公司對外提供借款的公吿》,在2019年1月1日至2020年10月9日期間,公司控股子公司中旭環境向雙暉建材提供財務資助,累計發生額約為5.17億元,產生利息411.48萬元,上述財務資助事項未及時履行必要審批程序和信息披露義務。2020年10月26日、11月14日,公司召開董事會、股東大會,補充履行相應審議程序並披露。

上述行為違反《上市公司信息披露管理辦法》(證監會令第40號)第二條、第三條的規定。公司董事長兼總裁王志清、財務總監王琳負有主要責任。河南證監局決定對公司及王志清、王琳採取出具警示函的監管措施,並記入證券期貨市場誠信檔案。

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