证监会取得针对山东墨龙(00568.HK)前高级行政人员及相关人员取消资格令
证监会公布,已就山东墨龙(00568.HK)五名前高级行政人员及两名相关人员於2015及2016财政年度的6份业绩公告内夸大该公司财务状况一事中的角色,在原讼法庭取得针对他们的取消资格令。
被制裁的山东墨龙前高级行政人员及相关人员於关键时间是前董事长兼执行董事张恩荣;前副董事长兼执行董事张云三;前财务总监兼执行董事杨晋;前执行董事国焕然;前董事会秘书赵洪峰;财务经理丁志水;及副财务经理杨俊秋。
除非经法庭许可,否则他们不得担任香港任何上市或非上市法团的董事,或直接或间接参与香港任何上市或非上市法团的管理,为期七至九年不等,自2021年2月26日起生效。
他们承认曾夸大2015及2016财政年度的收益及少报该等年度的成本。正因如此,他们没有向该公司股东展述有关公司财务的正确状况。法庭裁定,山东墨龙的业务或事务曾以以下方式经营或处理:涉及对该公司及其股东作出欺诈及不当行为;导致该公司的股东未获提供他们可合理期望获得的关於该公司的业务及事务的真实完整资料,尤其是其收益、开支及营运业绩;及对该公司的股东造成不公平损害,原因是他们有权获得关於该公司的业务及营运业绩的真实完整财务资料。
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