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百隆東方(601339.SH):監事親屬違規買賣公司股票構成短線交易暨公司監事辭職
格隆匯 03-01 16:27

格隆匯 3 月 1日丨百隆東方(601339.SH)公佈,公司經自查發現公司監事王維之配偶洪立田證券賬户存在短線交易公司股票的行為,違反了《中華人民共和國證券法相關規定,現將相關情況公吿如下:

公司自查發現公司監事王維配偶洪立田2020332021223期間買賣公司股票,累計買入公司股票13.33萬,累計賣出公司股票15.11萬

根據上述規定,洪立田買賣公司股票行為構成短線交易累計所得收益7891.75全部上繳公司

上述操作屬於洪立田基於對二級市場情況的獨立判斷而做出的交易行為,在此期間不存在利用公司內幕信息進行交易的情形王維不存在泄露公司內幕信息,或者建議他人買賣公司股票的情形

身為公司監事王維盡到向其親屬宣講相關法律法規的義務履行規範近親屬買賣公司股票的責任。王維已認識到上述違規交易的嚴重性,並就此對公司和市場帶來的不良影響深表歉意

王維於202131向公司監事會提出書面報吿,申請辭去公司監事一職同時王維向公司董事會承諾未來六個月內本人及其近親屬賣公司股票,吸取本次事件的教訓,後續加強《證券法相關法律法規的學習,嚴格規範近親屬的股票交易行為,杜絕此類情況再次發生。

王維辭職後,將導致公司監事會的監事人數低於法定最低人數,根據《公司法》及《公司章程》的相關規定,王維的辭職申請將自公司股東大會選舉產生新任監事填補其空缺後生效。公司將按照相關規定和程序,儘快完成監事補選工作。

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