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國泰君安(02611.HK):公司獨立董事誤操作違規增減持公司股票
格隆匯 02-26 18:04

格隆匯 2 月 26日丨國泰君安(02611.HK)公佈,公司”)近日獲悉,公司獨立董事陳國鋼於2020年8月19日通過集中競價交易方式增持了公司A股股份合計10萬股,並於2020年8月28日通過集中競價交易方式將上述10萬股股份全部予以減持。根據公司《章程》和相關法律、法規及規範性文件的規定,陳國鋼增減持公司股份未能及時吿知公司,增持股份後6個月內全部減持且減持股份的數量超出所持公司股份總數的25%,屬於違規增減持公司股份的行為。公司在獲悉上述事實後,立即與陳國鋼進行核實,上述增減持公司股份的行為系陳國鋼親屬誤操作陳國鋼證券賬户所致。

公司在獲悉上述違規增減持股份行為後,及時向陳國鋼先生吿知了獨立董事在增減持公司股份方面應遵守的相關要求,並將公司《章程》、《國泰君安證券董事、監事和高級管理人員持有公司股份及變動管理辦法》等規定再次轉予陳國鋼先生,要求其認真學習,嚴格遵守相關規定,杜絕此類事件發生。

陳國鋼上述誤操作增減持公司股份行為並未產生收益,不存在董事會須收回其所得收益的情形。

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