传美证交易考虑执行金融改革法案 要求提高沽空交易透明度
《华尔街日报》引述消息报道,美国证券交易委员会正考虑是否要求沽空交易及为此类交易提供便利的融券网络提高透明度。
美国2010年通过针对金融海啸订立的《Dodd-Frank法案》,要求美国证券及交易委员会收集各上市公司股票沽空数量的资讯。美国证券交易委员会11年前收到指令实施此类规则,但从未采取行动。近期游戏驿站(GameStop)(GME.US)狭淡仓事件後,当局在新领导层带领下正考虑使用有关权力,使沽空交易机制更为透明。
报道亦指,众议院计划在今日(18日)的会议上讨论游戏驿站事件,并讨论沽空数据匮乏的问题。美国证券及交易委员会在提交的文件中承认,尚未完成其在《Dodd-Frank法案》的职责。
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