聯交所譴責匯創控股(08202.HK)前執行董事夏振揚
聯交所對匯創控股(08202.HK)前執行董事夏振揚採取紀律行動,譴責夏振揚並聲明鑒於其未能履行其於《聯交所GEM證券上市規則》下的職責,聯交所認為,若夏振揚仍繼續留任該公司董事會成員,將會有損投資者的利益。
聯交所指,夏振揚於2014年12月1日至2018年8月16日期間出任該公司的執行董事。其曾按《GEM上市規則》附錄六A所載的表格向聯交所提交《董事聲明及承諾》,他作出的承諾包括其必須在上巿科及/或GEM上巿委員會所進行的任何調查中給予合作;及時及坦白地答覆向其提出的任何問題;及他日即使不再出任該公司董事,仍繼續向聯交所提供其最新的聯絡資料,由停任董事日期起計為期三年,否則聯交所向其發出的任何文件/通知書均視為已送達其本人。
上市科就夏振揚是否違反《GEM上市規則》展開調查。為此,上市科向夏振揚的通訊及電郵地址發出調查信,其後亦一再去信提醒跟進。夏振揚在一次與上市科的通話中確認已收到上市科的信件,其後亦曾上市科發送電郵,表示會盡快答覆。儘管夏振揚知悉該調查,但他並無回應上市科的查詢。
GEM上市委員會裁定夏振揚沒有在該調查中配合上市科,違反了其承諾,構成違反《GEM上市規則》。夏振揚不再擔任該公司董事後,仍有責任向聯交所提供其合理要求的資料。而夏振揚嚴重違反其承諾,其行為表明其蓄意及/或長期不履行其於《GEM上市規則》下的責任。夏振揚沒有回應上市科的查詢,阻礙了上市科調查及評估涉及夏振揚之行為及其是否遵守《GEM上市規則》的有關事宜。
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