港交所(00388.HK)就去年衍生產品市場暫停作事故檢討 引入措施提升內部運作及傳訊溝通
港交所(00388.HK)因應去年9月5日衍生產品市場暫停交易一事發布事故公開報告,並詳細列出一系列有關提升內部運作、程序及傳訊溝通的措施。
優化措施的主要範圍包括:採取預防措施,防範市場出現重大事故而導致交易暫停;加強系統監控,偵測潛在系統問題;設定評估指引,以助判斷作出繼續或暫停衍生產品市場交易的決定;風險評估及管理(尤其是涉及重大市場事故方面);及於市場發生重大事故期間及時向市場公布主要進展,包括透過市場新聞稿及網站或社交媒體等其他渠道發布。
港交所指,已完成事故的檢討,當中已參考由證監會、獨立顧問機構、市場參與者及其他主要持份者的意見。收集各方的寶貴意見後,所實施的優化措施的主要針對預防、偵測及處理事故、減輕事故帶來的影響以及事故期間的溝通。有關措施將可以在發生事故時,為交易所參與者、投資者及其他持份者提供更全面的支援。港交所亦決定引入新的指引及程序、改善系統偵測及防範工具,務求完善香港交易所在市場事故時的決策流程。
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