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港交所(00388.HK)就去年衍生产品市场暂停作事故检讨 引入措施提升内部运作及传讯沟通
阿思达克 12-28 17:37
港交所(00388.HK)因应去年9月5日衍生产品市场暂停交易一事发布事故公开报告,并详细列出一系列有关提升内部运作、程序及传讯沟通的措施。

优化措施的主要范围包括:采取预防措施,防范市场出现重大事故而导致交易暂停;加强系统监控,侦测潜在系统问题;设定评估指引,以助判断作出继续或暂停衍生产品市场交易的决定;风险评估及管理(尤其是涉及重大市场事故方面);及於市场发生重大事故期间及时向市场公布主要进展,包括透过市场新闻稿及网站或社交媒体等其他渠道发布。

港交所指,已完成事故的检讨,当中已参考由证监会、独立顾问机构、市场参与者及其他主要持份者的意见。收集各方的宝贵意见後,所实施的优化措施的主要针对预防、侦测及处理事故、减轻事故带来的影响以及事故期间的沟通。有关措施将可以在发生事故时,为交易所参与者、投资者及其他持份者提供更全面的支援。港交所亦决定引入新的指引及程序、改善系统侦测及防范工具,务求完善香港交易所在市场事故时的决策流程。

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