中芯國際(688981.SH):被納入實體清單對公司短期內運營及財務狀況無重大不利影響
格隆匯 12 月 20日丨中芯國際(688981.SH)公佈,2020年12月18日,公司關注到美國商務部以保護美國國家安全和外交利益為由,將中芯國際及其部分子公司及參股公司列入"實體清單"。
公司被列入"實體清單"後,根據美國相關法律法規的規定,針對適用於美國《出口管制條例》的產品或技術,供應商須獲得美國商務部的出口許可才能向公司供應;對用於10nm及以下技術節點(包括極紫外光技術)的產品或技術,美國商務部會採取"推定拒絕"(Presumption of Denial)的審批政策進行審核;同時公司為部分特殊客户提供代工服務也可能受到一定限制。
自2020年9月5日公司從媒體獲悉可能被美國商務部列入貿易黑名單以來,一直努力與美國政府相關部門溝通,以期得到公平、公正的對待。但遺憾的是,公司仍然被列入了"實體清單"。對此,中芯國際表示堅決反對,並再次重申,公司自成立以來一貫恪守合規運營的原則,嚴格遵守生產經營活動所涉及相關國家和地區的法律法規,從未有任何涉及軍事應用的經營行為。
經公司初步評估,該事項對公司短期內運營及財務狀況無重大不利影響,對10nm及以下先進工藝的研發及產能建設有重大不利影響,公司將持續與美國政府相關部門進行溝通,並視情況採取一切可行措施,積極尋求解決方案,力爭將不利影響降到最低。
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