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联交所报告:发行人遵守企业管治守则情况有所改善
阿思达克 12-12 09:42
联交所刊发发行人企业管治常规的最新检讨结果,检讨报告就企业管治常规方面可作出改善的地方为发行人提供指引,港交所上市主管陈翊庭表示,检讨发行人企业管治常规是港交所持续致力确保发行人维持高水平企业管治标准的措施之一。独董的高度独立、能否付出足够时间,以及董事会多元化,对於维持有效的董事会来说至关重要。港交所鼓励发行人跟从港交所的指引,展示他们履行《企业管治守则》及管治常规。

检讨报告发现,发行人遵守《企业管治守则》的情况有所改善。所有样本发行人都遵守了78条守则条文中的至少73条,完全遵守所有守则条文的亦占41%。发行人报告中大致上就所有未有遵守守则条文的情况均提供了理由。

部分发行人仍未能做到将主席与行政总裁的角色区分,遵守率为64%,但其余的守则条文则获逾90%样本发行人遵守。

另外联交所提醒发行人,独董符合《上市规则》所列的独立性准则并不足以证明其能继续为董事会带来新视野并作独立判断。在解释为何选任超额任职独董时,大多数发行人列出了董事会考虑的因素,但有关因素未必与董事可以投放的时间有关。发行人应解释董事会如何定断相关董事能投入足够时间处理发行人的事务。几乎所有样本发行人均披露了董事会成员多元化政策。发行人应制定并披露为董事会成员多元化订立的可计量目标,以显示董事会对这方面的承担,并让董事会和其他持份者能检视公司在多元化方面的进度。

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