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中銀保監會:中行「原油寶」事件被處罰5,050萬人幣 暫停相關業務
阿思達克 12-07 07:39
中國銀保監會公布就中國銀行(03988.HK)(601988.SH)「原油寶」產品風險事件依法開展調查工作,對所涉違法違規行為作出行政處罰決定,並採取相應的監管措施。

中國銀保監會以事實為依據,以法律為準繩,對中國銀行及其分支機構合計罰款5,050萬元人民幣(下同)。對中國銀行全球市場部兩任總經理均給予警告並處罰款50萬元,對中國銀行全球市場部相關副總經理及資深交易員等兩人均給予警告並處罰款40萬元。除依法實施行政處罰外,中國銀保監會還暫停了中國銀行相關業務、相關分支機構准入事項。

中國銀行關於「原油寶」產品風險事件行政處罰決定回應指,該行將堅決接受處罰,認真落實相關監管措施,針對產品管理不規範、風險管理不審慎、內控管理不健全、銷售管理不合規等問題,深刻反思、汲取教訓、舉一反三,對有關責任人員依法依規嚴肅問責。

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