中国证券协会就评级虚高风险约谈评级机构
据内地传媒报道,中国证券业协会与中国银行间市场交易商协会就三季度债券市场信用评级机构业务运行及合规情况进行通报。
通报显示,三季度评级机构共对89家发行人进行了评级调整,按年增加20.27%。正负面级别调整主要为级别上调,占级别调整次数六成。更换评级机构後的级别高於原级别的发行人家数按年增加。在变更评级机构後级别上调的发行人中,大公国际上调家数最多,共有13家,占其承做更换评级机构发行人家数的40.63%。
中国证券业协会关注到个别评级机构对发行人主体级别调升的比例明显高於行业平均水平,存在评级虚高等风险隐患,根据《证券资信评级机构执业行为准则》等规定,对相关评级机构进行了约谈。约谈要求证券评级机构要主动维护良好的评级市场环境,诚信执业,遵守职业道德,加强行业自律和内部质量管理,坚决杜绝不正当的市场竞争行为。
同时,中国银行间市场交易商协会也根据评级动作滞後等情况,分别对中诚信国际和大公国际进行约谈,强调评级机构应持续监测影响受评对象信用水平变化的风险信息,进一步规范评级作业,明确对发行人风险事件评估的作业流程,及时启动不定期跟踪评级,所给予的评级结果应有效反映信用水平,发挥信用评级的风险预警作用。(el/a) ~
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