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摩通涉风险管理不当被美国罚款2.5亿美元
阿思达克 11-25 08:56
据《路透》报道,摩通(JPM.US)被美国货币监理署(OCC)罚款2.5亿美元,因在资产及财富管理业务上的风险管理出现缺失,这是该行不到两个月的第二次罚款。

OCC表示,摩通的风险管理做法不足,并且欠缺避免利益冲突的有效控制措施,多年来该行对受托活动的管理及控制系统薄弱。

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