申萬宏源(000166.SZ):申萬宏源證券擬設立全資資產管理子公司並變更經營範圍
格隆匯 10 月 21日丨申萬宏源(000166.SZ)公佈,近日,公司所屬全資子公司申萬宏源證券有限公司召開第一屆董事會第六十四次會議,審議了《關於申萬宏源證券有限公司設立資產管理子公司並變更公司經營範圍的議案》,通過了擬設立全資資產管理子公司等相關事項。
為確保公司戰略落地,優化收入結構,推進資產管理業務轉型發展,申萬宏源證券有限公司(以下簡稱“申萬宏源證券”)擬設立全資資產管理子公司,具體如下:
1.申萬宏源證券擬設立全資資產管理子公司——“申萬宏源證券(上海)資產管理有限公司”(最終以工商部門核准的名稱為準)。資產管理子公司向中國證監會申請開展證券資產管理業務、公開募集證券投資基金管理業務以及監管機構允許開展的其他業務(具體業務範圍以監管機構和登記機關核准為準)。
2.申萬宏源證券對擬設立資產管理子公司的投資總額不超過25億元人民幣。
3.申萬宏源證券對擬設立資產管理子公司提供不超過42億元人民幣的淨資本擔保。
4.申萬宏源證券總部證券資產管理業務由資產管理子公司承繼,申萬宏源證券總部不再從事證券資產管理業務。
5.修改《申萬宏源證券有限公司章程》關於經營範圍的相關條款。
6.授權申萬宏源證券經營層全權辦理資產管理子公司的籌備、報批以及設立等相關事宜;全權辦理公司經營範圍變更、與公司章程修訂相關的核準、備案(包括根據證監會意見對本次公司章程修訂內容的文字表述作相應調整)、工商變更及經營證券業務許可證換髮等相關事宜。
申萬宏源證券設立全資資產管理子公司,原總部證券資產管理業務由資產管理子公司承繼,總部不再從事證券資產管理業務。申萬宏源證券擬變更經營範圍並相應修改其《公司章程》。
擬變更的經營範圍事項:減去“證券資產管理”。
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