民银资本(01141.HK)及前董事未有及时披露内幕消息遭施加制裁
证监会市场失当行为审裁处裁定民银资本(01141.HK)及其6名前董事没有根据《证券及期货条例》在合理地切实可行的范围内尽快披露内幕消息,并对该公司的前行政总裁及公司秘书孙益麟施加为期15个月的取消资格令。
审裁处亦在由证监会提起的研讯程序中,分别对孙益麟及民银资本前主席孙粗洪处以120万元及90万元罚款。其余四名於关键时间涉案的前董事为前执行董事刘劲恒及3名前独立非执行董事黄真诚、翁以翔和黄国泰。
民银资本及上述6名前董事承认,他们在或大约在2014年10月13日,知道关於该公司截至2014年8月31日止五个月的财务表现大幅改善的消息。然而,上述消息直至该公司在2014年11月7日就其截至2014年9月30日止六个月的财务表现刊发盈利预告时,才获公布。
孙益麟及孙粗洪亦承认他们的疏忽行为导致民银资本违反了企业披露制度的规定。审裁处进一步命令民银资本及该6名前董事支付证监会的调查和法律费用,以及审裁处研讯程序的讼费;及该6名前董事须参加经证监会核准有关企业披露制度、董事职责及企业管治的培训课程。
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