國盛金控(002670.SZ)前三季度預虧5380萬–10740萬元
格隆匯 10 月 14日丨國盛金控(002670.SZ)公佈,預計2020年前三季度歸屬於上市公司股東的淨虧損5380萬元–10740萬元,上年同期盈利9258.27萬元;其中,第三季度歸屬於上市公司股東的淨利潤2512萬元–7872萬元,上年同期虧損18733.15萬元。
2020年前三季度預計歸母淨利潤較上年同期下降並虧損,主要來自三方面因素影響:一是證券經紀業務收入受市場行情及研究所發揮明星效應影響大幅增長;二是證券自營業務整體收益同比有所下降;三是上年同期對QD股權投資按以公允價值計量且其變動計入當期損益的金融資產核算並確認市值變動,本期無此影響。
公司及除董事趙岑外的董事會全體成員保證信息披露的內容真實、準確、完整,沒有虛假記載、誤導性陳述或重大遺漏。
董事趙岑因下述原因不能保證公告內容真實、準確、完整:2020年7月17日,子公司國盛證券、國盛期貨被中國證監會實行接管。自接管之日起,接管組行使被接管公司的經營管理權,接管組組長行使法定代表人職權,國盛證券、國盛期貨的股東會、董事會、監事會及經理層停止履行職責。
本人認為,根據《企業會計準則第33號-合併財務報表》第七條及其他相關規定,上述接管導致公司失去對被投資單位國盛證券的控制;根據《33號準則》第八條並考慮到數據的可取得性,最晚自2020年8月1日起,公司不應將國盛證券納入合併範圍;根據《企業會計準則第2號-長期股權投資》第九條,公司對國盛證券的長期股權投資應由成本法改按權益法核算。
由於作為本業績預告基礎的公司2020年1-9月、2020年7-9月財務報表及相關附註,未依據上述準則要求編制,本人作為董事不能保證本業績預告的真實、準確、完整,本人作為主管會計工作負責人對該等財務報表做出了異議簽字
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