花旗内部长期缺失被罚4亿美元兼承诺进行全面改革
联储局及货币监理局(OCC)表示,花旗(C.US)已同意支付4亿美元罚款并草拟一项全面计划,以解决持续的风险管理及营运问题。
OCC指责花旗有长期内部缺失问题,并已导致多次违规及罚款,下令花旗必须采取行动,全面改革其风险管理、数据治理、内部监控及一些薪酬问题。
花旗回应指,对於未能达到监管预期感到失望,正在进行重大补救措施,将加快投资并进行结构调整,并已就此於今年花费超过10亿美元。
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