*ST九有(600462.SH):監事董蕊親屬違規買賣股票
格隆匯9月18日丨*ST九有(600462.SH)公佈,公司近日查詢到監事董蕊的父親董金生於2020年2月4日至2020年8月31日期間,通過證券交易系統以集中競價方式多次買入和賣出公司股票,現董金生不再持有公司股票。
該行為違反了《證券法》第四十四條及《上海證券交易所股票上市規則》第3.1.8條的規定,構成短線交易;同時違反了《上市公司董事、監事和高級管理人員所持本公司股份及其變動管理規則》第五條的規定,構成超比例減持;也違反了《上市公司股東、董監高減持股份的若干規定》第八條、《上海證券交易所股票上市規則》第3.1.7條及《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》第十三條的規定,未能盡到交易報備及預披露責任。
經公司與董蕊和董金生確認,上述買賣公司股票的行為是董金生個人行為,是基於對公司的認可。其父親董金生對上市公司股東、董事、監事、高級管理人員及其近親屬買賣公司股票的有關規定缺乏認識。在知悉上述違規買賣公司股票情況後,董蕊立即主動向公司彙報了違規事實,並主動向公司上繳前述違規交易獲得的全部收益1.683萬元。
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