東亞銀行(00023.HK):證監會發布新聞稿涉及公司違規行為
格隆匯 9 月 17日丨東亞銀行(00023.HK)發佈公告,2020年9月17日,證監會發布了一則新聞稿,內容涉及證監會就東亞銀行有限公司違反《證券及期貨(客户證券)規則》及《證監會持牌人或註冊人操守準則》的若干規定所採取的執法行動。
該行董事會並不認為上述事件對該行或其任何附屬公司的業務及或運作有任何重大不利影響。按新聞稿所述,該等違規行為涉及處理兩個外部託管賬户中的證券,而該兩個賬户已於2016年結束,亦無造成任何客户損失。
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