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申萬宏源(06806.HK):子公司業務範圍變更
格隆匯 09-16 19:19

格隆匯 9 月 16日丨申萬宏源(06806.HK)發佈公告,公司所屬全資子公司申萬宏源證券有限公司(以下簡稱“申萬宏源證券”)為順應業務發展需要,促進大投行條線在牌照、人力、客户等資源配置的進一步優化,支持業務發展,提升業務效率,於2020年3月26日召開申萬宏源證券第一屆董事會第五十八次會議,審議通過《關於公司債承銷牌照劃轉至申萬宏源證券有限公司的議案》,已經公司出具了同意的股東決定。

根據該議案,申萬宏源證券和其子公司申萬宏源證券承銷保薦有限責任公司(以下簡稱“申萬宏源承銷保薦”)將辦理營業執照和經營證券期貨業務許可證的變更,將除可轉換債券外的債券品種的證券承銷業務歸入申萬宏源證券的經營範圍,申萬宏源承銷保薦的證券承銷與保薦業務在債券品種方面僅保留可轉換債券。此事項已分別經監管機構同意。

近期,申萬宏源證券及其子公司申萬宏源承銷保薦完成了上述經營範圍變更的工商登記變更手續和《章程》相應條款的備案,換領了新的《營業執照》,取得了中國證監會頒發的新《經營證券期貨業務許可證》。

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