捨得酒業(600702.SH)控股股東收到四川證監局行政監管措施決定書
格隆匯9月1日丨捨得酒業(600702.SH)公佈,公司控股股東沱牌捨得集團於2020年9月1日收到中國證券監督管理委員會四川監管局《關於對四川沱牌捨得集團有限公司採取責令改正監管措施的決定》的行政監管措施決定書。
經查,2019年至今,捨得酒業與沱牌捨得集團及關聯方存在大額非經營性資金往來。根據捨得酒業披露,截至2020年8月19日,相關方非經營性佔用上市公司資金餘額約4.75億元,其中本金4.4億元,資金佔用費約0.35億元。針對上述事項,上市公司未按規定履行審議程序並履行信息披露義務,構成關聯方違規佔用上市公司資金。
沱牌捨得集團作為捨得酒業的控股股東,未配合上市公司履行信息披露義務,違反了《上市公司信息披露管理辦法》第四十六條、第四十八條以及《關於規範上市公司與關聯方資金往來及上市公司對外擔保若干問題的通知》第一條的規定。現根據《上市公司信息披露管理辦法》第五十九條,監管局決定對沱牌捨得集團採取責令改正的監督管理措施,並記入證券期貨市場誠信檔案。沱牌捨得集團應立即採取切實有效的措施,解決違規佔用上市公司資金問題,並配合上市公司完善公司治理和內部控制,採取有效措施保障上市公司信息披露質量。
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