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舍得酒业(600702.SH)控股股东收到四川证监局行政监管措施决定书
格隆汇 09-01 20:06

格隆汇9月1日丨舍得酒业(600702.SH)公布,公司控股股东沱牌舍得集团于2020年9月1日收到中国证券监督管理委员会四川监管局《关于对四川沱牌舍得集团有限公司采取责令改正监管措施的决定》的行政监管措施决定书。

经查,2019年至今,舍得酒业与沱牌舍得集团及关联方存在大额非经营性资金往来。根据舍得酒业披露,截至2020年8月19日,相关方非经营性占用上市公司资金余额约4.75亿元,其中本金4.4亿元,资金占用费约0.35亿元。针对上述事项,上市公司未按规定履行审议程序并履行信息披露义务,构成关联方违规占用上市公司资金。

沱牌舍得集团作为舍得酒业的控股股东,未配合上市公司履行信息披露义务,违反了《上市公司信息披露管理办法》第四十六条、第四十八条以及《关于规范上市公司与关联方资金往来及上市公司对外担保若干问题的通知》第一条的规定。现根据《上市公司信息披露管理办法》第五十九条,监管局决定对沱牌舍得集团采取责令改正的监督管理措施,并记入证券期货市场诚信档案。沱牌舍得集团应立即采取切实有效的措施,解决违规占用上市公司资金问题,并配合上市公司完善公司治理和内部控制,采取有效措施保障上市公司信息披露质量。

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