三一重工(600031.SH):控股股東擬發行可交換公司債並對所持5億股A股辦理質押登記
格隆匯 8 月 31日丨三一重工(600031.SH)公佈,公司於2020年8月31日收到公司控股股東三一集團有限公司通知,三一集團已收到上海證券交易所《關於對三一集團有限公司非公開發行可交換公司債券掛牌轉讓無異議的函》(上證函〔2020〕1771號)。三一集團可面向專業投資者非公開發行總額不超過80億元的可交換公司債券,本次可交換債券符合上海證券交易所的掛牌轉讓條件,上海證券交易所無異議。《無異議函》有效期為自出具之日起12個月,三一集團將在《無異議函》有效期內,根據自身資金安排和市場情況,擇機組織本次可交換債券發行。
此次三一集團擬發行的三一集團有限公司2020年非公開發行可交換公司債券將採用股票質押擔保形式。三一集團與本次可交換債券受託管理人國泰君安證券簽署了《股票質押擔保合同》,三一集團將以其合法擁有的三一重工A股股票及其孳息(孳息包括資本公積轉增股本、送股等,但不包括派息、分紅、增發、配股)作為質押財產並辦理質押擔保登記,以保障本次債券持有人交換標的股票和本次債券本息按照約定如期足額兑付。
三一集團已在中國證券登記結算有限責任公司上海分公司開立了可交換公司債券質押專用證券賬户(“質押專户”),賬户名為“三一集團有限公司——三一集團有限公司2020年非公開發行可交換公司債券質押專户”,並將向中國證券登記結算有限責任公司上海分公司申請在本次債券發行前辦理初始數量標的股票的質押登記,即將5億股三一重工A股股票(佔公司總股本的5.9%)自三一集團的A股股票賬户劃入質押專户。
截至公告發布日,三一集團直接持有公司股票2,557,460,315股,佔公司截止2020年8月31日已發行股本總數8,472,790,381股的30.18%。
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